Kaplan Rice LLP


Securities and Complex Civil Litigation

We represent plaintiffs and defendants in state and federal courts across the country. Our clients include commercial and investment banks, hedge funds, broker dealers, investors, investment advisors, manufacturers, directors, officers, and senior executives. We aggressively protect our clients' interests in all phases of a dispute. As experienced trial lawyers, we craft strategies from the beginning of each representation to prepare the case for trial. We nevertheless look to resolve matters before trial where possible and in the best interests of our clients and we are known for developing creative solutions to complex disputes.

Our practice includes federal and state securities litigation, insider trading matters, class action defense, allegations of fraud and misrepresentation, shareholder rights, corporate governance and board matters, bankruptcy litigation, breach of contract, breach of fiduciary duty, defamation, business torts, insurance, partnership disputes, employment disputes, and most other securities and commercial matters.

We have significant experience representing online trading platforms, including in litigation and arbitrations concerning options and derivatives and in regulatory investigations.

Please click on a link to learn more:


Kaplan Rice LLP